October 4, 2006 Panel Papers
Readings for the October 4, 2006, Alumni Breakfast
1. ABA Task Force on Attorney Client Privilege, Report to the House of Delegates (June 2006)
2. “Civil approach to audit avoids the reckless penalties,” Stella Fearnley and Shyam Sunder,Financial Times, September 14, 2006, p. 9
3. 2006 Work of the Public Company Accounting Oversight Board: Registration, Inspections, Enforcement and Standard Setting, Daniel Goelzer, October 4, 2006
4. PCAOB Staff Audit Practice Alert No. 1 – Matters related to Timing and Accounting for Option Grants, July 28, 2006
5. PCAOB 2005 Annual Report
6. Section 10A of the Securities Exchange Act, 15 U.S.C. section 78j-1. Audit Requirements
7. Section 10A Audit Requirements Under the SEA of 1934, A Play in Five Acts, Daniel Dooley
8. Two Birds with One Stone: Leveraging Sarbanes Efforts to Meet New USSG Requirements, Jonny Frank and Marcus Andre Dodd
9. PwC Global Economic Crime Survey 2005
1. ABA Task Force on Attorney Client Privilege, Report to the House of Delegates (June 2006)
2. “Civil approach to audit avoids the reckless penalties,” Stella Fearnley and Shyam Sunder,Financial Times, September 14, 2006, p. 9
3. 2006 Work of the Public Company Accounting Oversight Board: Registration, Inspections, Enforcement and Standard Setting, Daniel Goelzer, October 4, 2006
4. PCAOB Staff Audit Practice Alert No. 1 – Matters related to Timing and Accounting for Option Grants, July 28, 2006
5. PCAOB 2005 Annual Report
6. Section 10A of the Securities Exchange Act, 15 U.S.C. section 78j-1. Audit Requirements
7. Section 10A Audit Requirements Under the SEA of 1934, A Play in Five Acts, Daniel Dooley
8. Two Birds with One Stone: Leveraging Sarbanes Efforts to Meet New USSG Requirements, Jonny Frank and Marcus Andre Dodd
9. PwC Global Economic Crime Survey 2005