Sullivan & Cromwell Conference on Challenges in Global Financial Services - September 20, 2013
Preliminary Program for September 20, 2013
9:00-9:30 Continental Breakfast
9:30-10:50 Welcome and Panel I: Bank Capital and Liquidity Requirements
Stijn Claessens, Assistant Director, Research Department, International Monetary Fund
Michael H. Krimminger, Partner, Cleary Gottlieb Steen & Hamilton LLP and former General Counsel, Federal Deposit Insurance Corporation (FDIC)
Andrew Metrick, Deputy Dean for Faculty Development & Michael H. Jordan Professor of Finance and Management, Yale School of Management
Roberta Romano '80, Sterling Professor of Law and Director, Yale Law School Center for the Study of Corporate Law
Moderator: Ian Ayres '86, William K. Townsend Professor of Law, Yale Law School
10:50-11:05 Coffee Break
11:05-12:25 Panel II: Bank Transparency and the Financial Crisis
Robert J. Giuffra, Jr. '87, Partner, Sullivan & Cromwell LLP
Gary B. Gorton, Frederick Frank Class of 1954 Professor of Management and Finance, Yale School of Management
Henry T. C. Hu '79, Allan Shivers Chair in the Law of Banking and Finance, University of Texas Law School, and former Director, Division of Risk, Strategy, and Financial Innovation, U.S. Securities and Exchange Commission
Frederick Schauer, David and Mary Harrison Distinguished Professor of Law, University of Virginia School of Law and Visiting Professor of Law, Columbia Law School
Moderator: Donald Kohn, Senior Fellow, Brookings Institution and former Vice Chairman, Federal Reserve Board
12:25-1:15 Lunch: Keynote Address by Daniel K. Tarullo, Board of Governors of the Federal Reserve System
1:15-2:35 Panel III: Accountability and Structuring of Systemically Important Financial Institutions (SIFIs)
M.P. Azevedo, Deputy Director for International Coordination, Office of Complex Financial Institutions, FDIC
H. Rodgin Cohen, Senior Chairman, Sullivan & Cromwell LLP
Edward J. Kane, Professor of Finance, Boston College
Andrew W. Lo, Charles E. and Susan T. Harris Professor, MIT Sloan School of Management and Director, MIT Laboratory for Financial Engineering
James R. Wigand, Director, Office of Complex Financial Institutions, FDIC
Moderator: Henry B. Hansmann '74, Oscar M. Ruebhausen Professor of Law, Yale Law School
2:35-2:50 Coffee Break
2:50-4:10 Panel IV: Cross-Border Resolution
Seth Grosshandler, Partner, Cleary Gottlieb Steen & Hamilton LLP
Richard J. Herring, Jacob Safra Professor of International Banking & Professor of Finance, The Wharton School, University of Pennsylvania
Jonathan R. Macey '82, Sam Harris Professor of Corporate Law, Corporate Finance, and Securities Law, Yale Law School
James E. Millstein, Chairman and Chief Executive Officer, Millstein & Co. and former Chief Restructuring Officer, U.S. Department of the Treasury
Moderator: Roberta Romano '80, Sterling Professor of Law and Director, Yale Law School Center for the Study of Corporate Law
9:00-9:30 Continental Breakfast
9:30-10:50 Welcome and Panel I: Bank Capital and Liquidity Requirements
Stijn Claessens, Assistant Director, Research Department, International Monetary Fund
Michael H. Krimminger, Partner, Cleary Gottlieb Steen & Hamilton LLP and former General Counsel, Federal Deposit Insurance Corporation (FDIC)
Andrew Metrick, Deputy Dean for Faculty Development & Michael H. Jordan Professor of Finance and Management, Yale School of Management
Roberta Romano '80, Sterling Professor of Law and Director, Yale Law School Center for the Study of Corporate Law
Moderator: Ian Ayres '86, William K. Townsend Professor of Law, Yale Law School
10:50-11:05 Coffee Break
11:05-12:25 Panel II: Bank Transparency and the Financial Crisis
Robert J. Giuffra, Jr. '87, Partner, Sullivan & Cromwell LLP
Gary B. Gorton, Frederick Frank Class of 1954 Professor of Management and Finance, Yale School of Management
Henry T. C. Hu '79, Allan Shivers Chair in the Law of Banking and Finance, University of Texas Law School, and former Director, Division of Risk, Strategy, and Financial Innovation, U.S. Securities and Exchange Commission
Frederick Schauer, David and Mary Harrison Distinguished Professor of Law, University of Virginia School of Law and Visiting Professor of Law, Columbia Law School
Moderator: Donald Kohn, Senior Fellow, Brookings Institution and former Vice Chairman, Federal Reserve Board
12:25-1:15 Lunch: Keynote Address by Daniel K. Tarullo, Board of Governors of the Federal Reserve System
1:15-2:35 Panel III: Accountability and Structuring of Systemically Important Financial Institutions (SIFIs)
M.P. Azevedo, Deputy Director for International Coordination, Office of Complex Financial Institutions, FDIC
H. Rodgin Cohen, Senior Chairman, Sullivan & Cromwell LLP
Edward J. Kane, Professor of Finance, Boston College
Andrew W. Lo, Charles E. and Susan T. Harris Professor, MIT Sloan School of Management and Director, MIT Laboratory for Financial Engineering
James R. Wigand, Director, Office of Complex Financial Institutions, FDIC
Moderator: Henry B. Hansmann '74, Oscar M. Ruebhausen Professor of Law, Yale Law School
2:35-2:50 Coffee Break
2:50-4:10 Panel IV: Cross-Border Resolution
Seth Grosshandler, Partner, Cleary Gottlieb Steen & Hamilton LLP
Richard J. Herring, Jacob Safra Professor of International Banking & Professor of Finance, The Wharton School, University of Pennsylvania
Jonathan R. Macey '82, Sam Harris Professor of Corporate Law, Corporate Finance, and Securities Law, Yale Law School
James E. Millstein, Chairman and Chief Executive Officer, Millstein & Co. and former Chief Restructuring Officer, U.S. Department of the Treasury
Moderator: Roberta Romano '80, Sterling Professor of Law and Director, Yale Law School Center for the Study of Corporate Law













