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- May 17, 2006 Readings
May 17, 2006 Readings
Readings for the May 17, 2006, Alumni Breakfast
1. Seaboard Release of SEC, 10/23/2001
2. U.S. Department of Justice, Office of the Attorney General, Memorandum dated January 20, 2003 on Principles of Federal Prosecution of Business Organizations ("Thompson Memo")
3. NC State Bar Ethics Opinion
4. U.S. v. Stringer (D. Ore. Jan. 9, 2006)
5. Securities and Exchange Commission v. McAfee, Inc., Civil Action No. 06-009 (PJH) (N.D. Cal.) (January 4, 2006)
6. United States District Court for the Northern District of California, San Francisco Division, Complaint, Securities and Exchange Commission v. McAfee, Inc. (f/k/a Network Associates, Inc.)
7. Securities and Exchange Commission Order in the Matter of Applix, Inc.
8. Statement of the Securities and Exchange Commission Concerning Financial Penalties, January 4, 2006
9. Speech by SEC Staff: Statement regarding McAfee, Inc. and Applix, Inc.
10. Speech by SEC Commissioner Linda Thomsen "Covering the Bases: Remarks before the Directors' College," June 21, 2005
11. U.S. Chamber of Commerce SEC Enforcement Study 3-06
1. Seaboard Release of SEC, 10/23/2001
2. U.S. Department of Justice, Office of the Attorney General, Memorandum dated January 20, 2003 on Principles of Federal Prosecution of Business Organizations ("Thompson Memo")
3. NC State Bar Ethics Opinion
4. U.S. v. Stringer (D. Ore. Jan. 9, 2006)
5. Securities and Exchange Commission v. McAfee, Inc., Civil Action No. 06-009 (PJH) (N.D. Cal.) (January 4, 2006)
6. United States District Court for the Northern District of California, San Francisco Division, Complaint, Securities and Exchange Commission v. McAfee, Inc. (f/k/a Network Associates, Inc.)
7. Securities and Exchange Commission Order in the Matter of Applix, Inc.
8. Statement of the Securities and Exchange Commission Concerning Financial Penalties, January 4, 2006
9. Speech by SEC Staff: Statement regarding McAfee, Inc. and Applix, Inc.
10. Speech by SEC Commissioner Linda Thomsen "Covering the Bases: Remarks before the Directors' College," June 21, 2005
11. U.S. Chamber of Commerce SEC Enforcement Study 3-06
