January 16, 2008 Panel Papers
Readings for the January 16, 2008 Alumni Breakfast
“The Long Arm of the Law: Criminal and Civil Enforcement in Corporate Governance after Enron and the Backdating Scandal”
1. Linda Chatman Thomsen, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Remarks Before the 27th Annual Ray Garrett, Jr. Corporate and Securities Law Institute 2007 (May 4, 2007)
2. James R. Doty, Toward a Reg. FCPA: A Modest Proposal for Change in Administering the Foreign Corrupt Practices Act, 62 Bus. Law. 1233 (2007).
3. Senate Bill S.186, Attorney-Client Privilege Protection Act of 2007
4. Memorandum on Principles of Federal Prosecution of Business Organizations, U.S. Department of Justice, Office of the Attorney General (2006) ("McNulty Memo")
5. Memorandum on Principles of Federal Prosecution of Business Organizations, U.S. Department of Justice, Office of the Attorney General, (Jan. 20, 2003) ("Thompson Memo")
6. Securities and Exchange Commission, Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Agency Enforcement Decisions, Exchange Act Release No. 44969 (Oct. 23, 2001) (“Seaboard Release”)
7. Statement of the Securities and Exchange Commission Concerning Financial Penalties (Jan. 4, 2006)
8. Market Impact of Corporate Wrongdoing
“The Long Arm of the Law: Criminal and Civil Enforcement in Corporate Governance after Enron and the Backdating Scandal”
1. Linda Chatman Thomsen, Director, Division of Enforcement, U.S. Securities and Exchange Commission, Remarks Before the 27th Annual Ray Garrett, Jr. Corporate and Securities Law Institute 2007 (May 4, 2007)
2. James R. Doty, Toward a Reg. FCPA: A Modest Proposal for Change in Administering the Foreign Corrupt Practices Act, 62 Bus. Law. 1233 (2007).
3. Senate Bill S.186, Attorney-Client Privilege Protection Act of 2007
4. Memorandum on Principles of Federal Prosecution of Business Organizations, U.S. Department of Justice, Office of the Attorney General (2006) ("McNulty Memo")
5. Memorandum on Principles of Federal Prosecution of Business Organizations, U.S. Department of Justice, Office of the Attorney General, (Jan. 20, 2003) ("Thompson Memo")
6. Securities and Exchange Commission, Report of Investigation Pursuant to Section 21(a) of the Securities Exchange Act of 1934 and Commission Statement on the Relationship of Cooperation to Agency Enforcement Decisions, Exchange Act Release No. 44969 (Oct. 23, 2001) (“Seaboard Release”)
7. Statement of the Securities and Exchange Commission Concerning Financial Penalties (Jan. 4, 2006)
8. Market Impact of Corporate Wrongdoing